DFX Intelligence

J••••• D••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J••••• D••• M•••••

Advisor at F•••• A•••••• S••••••••• L••

Roseville, CA | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:652974b6-0f54-76e9-f1eb-eb2d5d7e8d8f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 22, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• A•••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 19, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• A•••••• S••••••••• L••	Independent wealth	Dec 13, 2018	n/a	yes	ST. LOUIS, MO\|Roseville, CA	Current employment
L•• F•••••••• I•••	Former SEC adviser	Feb 22, 2017	Dec 13, 2018	no	SAN JOSE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• I•••	F•••• A•••••• S••••••••• L••	Dec 13, 2018	Dec 13, 2018	0	Firm change	Ibd to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
111861:143319:CA:2018-12-13	Dec 13, 2018	Dec 13, 2018	SAN JOSE, CA	Firm change

Relationships

Registered with (2)

→ F•••• A•••••• S••••••••• L••Registered adviserregistration: current employment
Dec 13, 2018 to presentfactForm ADV
→ L•• F•••••••• I•••Registered adviserregistration: previous registration
Feb 22, 2017 to Dec 13, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:652974b6-0f54-76e9-f1eb-eb2d5d7e8d8f
First observed: Feb 22, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.