DFX Intelligence

R••••• P••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

R••••• P••• L••••••

Advisor at B••••••• W••• I••••••••• P•••

SNOHOMISH, WA

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Search this name across graphsid dfx:ria:652e11ad-f7e4-7868-d5a9-6712c5482ff1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 27, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• W••• I••••••••• P•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• W••• I••••••••• P•••	State registered	Jul 10, 2019	n/a	yes	SNOHOMISH, WA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 22, 2009	Dec 21, 2012	no	SANDY, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	B••••••• W••• I••••••••• P•••	Dec 21, 2012	Jul 10, 2019	2,392	Firm change after gap	Other
E•••••••• A•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 7, 2009	Jun 22, 2009

Relationships

Registered with (3)

→ B••••••• W••• I••••••••• P•••Registered adviserregistration: current employment
Jul 10, 2019 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 22, 2009 to Dec 21, 2012factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 27, 1996 to Apr 7, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:652e11ad-f7e4-7868-d5a9-6712c5482ff1
First observed: Jun 27, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.