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Advisor at UNITED CAPITAL FINANCIAL ADVISORS
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED CAPITAL FINANCIAL ADVISORS | Independent wealth | May 30, 2019 | n/a | yes | MEMPHIS, TN | Current employment |
| SOVEREIGN WEALTH MANAGEMENT INC | n/a | May 10, 2007 | Dec 31, 2010 | no | MEMPHIS, TN | Previous registration |
| WADDELL & ASSOCIATES INC | Former SEC adviser | Feb 23, 2004 | May 13, 2005 | no | MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SOVEREIGN WEALTH MANAGEMENT INC | UNITED CAPITAL FINANCIAL ADVISORS | Dec 31, 2010 | May 30, 2019 | 3,072 | Firm change after gap | Other |
| WADDELL & ASSOCIATES INC | SOVEREIGN WEALTH MANAGEMENT INC | May 13, 2005 | May 10, 2007 | 727 | Firm change after gap | Other |