DFX Intelligence

C••• J•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••• J•••• S•••••••

Advisor at C••••••• C•••••• M••••••••• L••

Conshohocken, PA

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Search this name across graphsid dfx:ria:6536942d-bba9-c15b-00f3-dd4746792c31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• C•••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• C•••••• M••••••••• L••	Mixed wealth	Oct 31, 2019	n/a	yes	Conshohocken, PA	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Jan 12, 2019	Oct 18, 2019	no	PHILADELPHIA, PA\|PHILADELPHIA, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	C••••••• C•••••• M••••••••• L••	Oct 18, 2019	Oct 31, 2019	13	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Oct 31, 2019 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Jan 12, 2019 to Oct 18, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6536942d-bba9-c15b-00f3-dd4746792c31
First observed: Jan 12, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.