DFX Intelligence

H•••• A•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

H•••• A•••• B•••••

Advisor at O•••• W•••••• I•••

MADISON, WI | LaFollette, TN

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Search this name across graphsid dfx:ria:653f96c0-a70b-014b-688e-a410c646040a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	n/a	yes	LaFollette, TN\|MADISON, WI	Current employment
W••••••• F•••••••• S•••••••• I•••	Former SEC adviser	Sep 7, 2022	Jan 19, 2024	no	SUN PRAIRIE, WI\|SUN PRAIRIE, WI\|NAPLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
C••••• I••••••••• A••••••• L••	W••••••• F•••••••• S•••••••• I•••	Sep 8, 2022	Sep 7, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:421:WI:2022-09-07	Sep 8, 2022	Sep 7, 2022	SUN PRAIRIE, WI	Firm change

Relationships

Registered with (6)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 7, 2022 to Jan 19, 2024factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Sep 8, 2022factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••

Dated events

Occurred
Sep 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:653f96c0-a70b-014b-688e-a410c646040a
First observed: Jun 5, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.