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M••••• E••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

M••••• E••••• F•••••

Advisor at O••••••••• S••••••••• I•••

INDIANAPOLIS, IN | Plano, TX

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Search this name across graphsid dfx:ria:65415ffb-fdcf-c985-e8a9-4c29a665833f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 22, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• S••••••••• I•••	Bd affiliated wealth	Jun 22, 2026	n/a	yes	Plano, TX\|INDIANAPOLIS, IN	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 27, 2026	Jun 30, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O••••••••• S••••••••• I•••	Jun 30, 2026	Jun 22, 2026	-8	Firm change	Ibd to ibd
E•• F•••••••• A•••••••	L•• F•••••••• L••	Dec 31, 2025

Relationships

Registered with (4)

→ O••••••••• S••••••••• I•••Registered adviserregistration: current employment
Jun 22, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 27, 2026 to Jun 30, 2026factForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Oct 25, 2018 to Dec 31, 2025factForm ADV
→ F••••• I•••••••••

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
M••••• E••••• F••••• left L•• F•••••••• L•• for O••••••••• S••••••••• I••• (registered 2026-06-22)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2025
Advisor changed firm
M••••• E••••• F••••• left E•• F•••••••• A••••••• for L•• F•••••••• L•• (registered 2026-01-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65415ffb-fdcf-c985-e8a9-4c29a665833f
First observed: Jan 22, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.