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Reading the graph
Advisor at MORGAN STANLEY
Leawood, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Apr 28, 2010 | n/a | yes | Leawood, KS | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 7, 2005 | Apr 22, 2010 | no | LEAWOOD, KS|OVERLAND PARKS, KS|OVERLAND PARK, KS | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Aug 7, 2001 | Aug 29, 2005 | no | OVERLANDPARK, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Apr 22, 2010 | Apr 28, 2010 | 6 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | UBS FINANCIAL SERVICES INC. | Aug 29, 2005 | Sep 7, 2005 | 9 | Firm change | Other |