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Advisor at LPL FINANCIAL LLC
ROSEVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2025 | n/a | yes | ROSEVILLE, CA | Current employment |
| SCF INVESTMENT ADVISORS, INC. | Former SEC adviser | Nov 4, 2015 | May 1, 2025 | no | ROSEVILLE, CA|SAN DIEGO, CA|ROSEVILLE, CA|FAIR OAKS, CA | Previous registration |
| WFG ADVISORS, LP | Former SEC adviser | Nov 5, 2012 | Nov 3, 2015 | no | ROSEVILLE, CA | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Mar 9, 2012 | Nov 2, 2012 | no | ROSEVILLE, CA | Previous registration |
| LANE FLORENCE, LLC | State registered | Nov 14, 2008 | Dec 31, 2010 | no | FOLSOM, CA|EL DORADO, CA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 28, 2005 | Apr 2, 2012 | no | FOLSOM, CA|FOLSOM, CA|EL DORADO, CA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | n/a | Jan 2, 2003 | Mar 28, 2005 | no | FOLSOM, CA|Folsom, CA|EL DORADO, CA|CAMERON, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Dec 13, 2000 | Dec 4, 2002 | no | SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCF INVESTMENT ADVISORS, INC. | LPL FINANCIAL LLC | May 1, 2025 | May 1, 2025 | 0 | Bulk transfer | Ibd to ibd |
| WFG ADVISORS, LP | SCF INVESTMENT ADVISORS, INC. | Nov 3, 2015 | Nov 4, 2015 | 1 | Firm change | Other |
| COMMONWEALTH FINANCIAL NETWORK | WFG ADVISORS, LP | Nov 2, 2012 | Nov 5, 2012 | 3 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | LANE FLORENCE, LLC | Apr 2, 2012 | Nov 14, 2008 | -1,235 | Firm change after gap | Other |
| LANE FLORENCE, LLC | COMMONWEALTH FINANCIAL NETWORK | Dec 31, 2010 | Mar 9, 2012 | 434 | Firm change after gap | Other |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 28, 2005 | Mar 28, 2005 | 0 | Bulk transfer | Other |
| MORGAN STANLEY DW INC. | CAMBRIDGE INVESTMENT RESEARCH, INC. | Dec 4, 2002 | Jan 2, 2003 | 29 | Firm change | Other |