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RIA / WealthAdvisor43 years in industry

JACQUELINE PRUE

Advisor at SEACREST WEALTH MANAGEMENT, LLC

PURCHASE, NY

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Search this name across graphsid dfx:ria:656e64ab-3a0d-c9d8-53c2-b46f033ef2ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 19, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEACREST WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 20, 1983
First registration: Sep 19, 2002
Dual registered: no
Other names: JACQUELINE PRUE SMITH|JACQUIE SMITH|JACQUELINE PRUE|JACQUELINE SMITH
IAPD individual key: 1112160

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEACREST WEALTH MANAGEMENT, LLC	Independent wealth	Feb 7, 2024	n/a	yes	PURCHASE, NY	Current employment
CLARK DODGE & CO., INC.	n/a	Nov 9, 2012	Aug 6, 2013	no	WHITE PLAINS, NY\|WHITE PLAINS, NY	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Dec 15, 2008	Apr 11, 2012	no	NEW ROCHELLE, NY\|APPLETON, WI	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 19, 2002	Jul 23, 2004	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CLARK DODGE & CO., INC.	SEACREST WEALTH MANAGEMENT, LLC	Aug 6, 2013	Feb 7, 2024	3,837	Firm change after gap	Other
INVEST FINANCIAL CORPORATION	CLARK DODGE & CO., INC.	Apr 11, 2012	Nov 9, 2012	212	Firm change	Other
UBS FINANCIAL SERVICES INC.	INVEST FINANCIAL CORPORATION	Jul 23, 2004	Dec 15, 2008	1,606	Firm change after gap	Other

Relationships

Registered with (4)

→ SEACREST WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 7, 2024 to presentfactForm ADV
→ CLARK DODGE & CO., INC.Registered adviserregistration: previous registration
Nov 9, 2012 to Aug 6, 2013factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Dec 15, 2008 to Apr 11, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 19, 2002 to Jul 23, 2004factForm ADV

Dated events

No dated event names this entity yet.