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Advisor at RATIO CAPITAL
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RATIO CAPITAL | State registered | Jan 25, 2019 | n/a | yes | LAS VEGAS, NV | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 16, 2010 | Oct 7, 2014 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 22, 2009 | Feb 1, 2010 | no | COSTA MESA, CA|Los Angeles, CA|WOODLAND HILLS, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 10, 2005 | Oct 9, 2007 | no | LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RATIO CAPITAL | Oct 7, 2014 | Jan 25, 2019 | 1,571 | Firm change after gap | Other |
| MML INVESTORS SERVICES, LLC | LPL FINANCIAL LLC | Feb 1, 2010 | Apr 16, 2010 | 74 | Firm change | Other |