This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CETERA INVESTMENT ADVISERS LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 12, 2005earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

12derivedfrom the current registration's begin date

Prior firms

1

Current registrations

2

Registered states

1

Designations

Chartered Financial Analyst

Exams

S63

First exam

Dec 12, 2005

First registration

Dec 7, 2009

Dual registered

yes, broker-dealer

Other names

BRIAN TIMOTHY KLIMKE

IAPD individual key

4690819

Graph

RIA / Wealth Management

Canonical id

dfx:ria:657e0089-d81d-1702-7a84-a8f6326ebc20

First observed

Dec 7, 2009

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.