DFX Intelligence

R••• K•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

R••• K•••••• S•••••

Advisor at L•• F•••••••• L••

MURFREESBORO, TN

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Search this name across graphsid dfx:ria:6580c0c6-3455-31a3-8761-b18e5107d96b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 3, 2024	n/a	yes	MURFREESBORO, TN	Current employment
C••••••• A•••••••• L••	Independent wealth	Jun 22, 2016	Jun 10, 2025	no	BRENTWOOD, TN\|Murfreesboro, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• A•••••••• L••	L•• F•••••••• L••	Jun 10, 2025	Sep 3, 2024	-280	Firm change after gap	RIA to ibd
F•••• T•••• S••••••••• I•••	C••••••• A•••••••• L••	Jun 20, 2016	Jun 22, 2016

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 3, 2024 to presentfactForm ADV
→ C••••••• A•••••••• L••Registered adviserregistration: previous registration
Jun 22, 2016 to Jun 10, 2025factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 7, 2010 to Jun 20, 2016factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
R••• K•••••• S••••• left C••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2024-09-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6580c0c6-3455-31a3-8761-b18e5107d96b
First observed: Aug 26, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.