DFX Intelligence
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Reading the graph
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Advisor at N•••• F•••••••• I••
UNIVERSITY PLACE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••• F•••••••• I•• | State registered | Aug 2, 2016 | n/a | yes | UNIVERSITY PLACE, WA | Current employment |
| F•••••••• A•••••••• I••••••••• M••••••••• | Former SEC adviser | Feb 17, 2015 | Aug 1, 2016 | no | UNIVERSITY PLACE, WA|OLYMPIA, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F•••••••• A•••••••• I••••••••• M••••••••• | N•••• F•••••••• I•• | Aug 1, 2016 | Aug 2, 2016 | 1 | Firm change | Other |
| S•••• I••••••••• M••••••••• I••• | F•••••••• A•••••••• I••••••••• M••••••••• | Jan 27, 2015 | Feb 17, 2015 |
| S•••• I••••••••• M••••••••• I••• | Former SEC adviser | Apr 25, 2007 | Jan 27, 2015 | no | GIG HARBOR, WA | Previous registration |
| L•••• D• S•••• A•• C•••••• | n/a | Jun 29, 2004 | Jul 6, 2007 | no | GIG HARBOR, WA | Previous registration |
| 21 |
| Firm change |
| Other |
| L•••• D• S•••• A•• C•••••• | S•••• I••••••••• M••••••••• I••• | Jul 6, 2007 | Apr 25, 2007 | -72 | Firm change after gap | Other |