DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 21, 2020 | n/a | yes | Dallas, TX | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Mar 6, 2018 | Aug 8, 2019 | no | BEAUMONT, TX|Beaumont, TX|GREENSBORO, NC | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 4, 2016 | Feb 5, 2018 | no | BEAUMONT, TX | Previous registration |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Nov 1, 2013 | Jun 30, 2016 | no | DALLAS, TX | Previous registration |
| HILLTOP SECURITIES INC. | Bd affiliated wealth | Sep 13, 2013 | Oct 30, 2013 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 8, 2019 | Sep 21, 2020 | 410 | Firm change after gap | Ibd to ibd |
| MORGAN STANLEY | OSAIC FS, INC. | Feb 5, 2018 | Mar 6, 2018 | 29 | Firm change | Other |
| RAYMOND JAMES & ASSOCIATES, INC. | MORGAN STANLEY | Jun 30, 2016 | Oct 4, 2016 | 96 | Firm change | Ibd to wirehouse |
| HILLTOP SECURITIES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Oct 30, 2013 | Nov 1, 2013 | 2 | Firm change | Other |