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Advisor at LPL FINANCIAL LLC
ST LOUIS, MO | IMPERIAL, MO | ST. LOUIS, MO | BELLEVILLE, IL | SHAWNEE, KS | O'FALLON, MO | CREVE COEUR, MO | CHESTERFIELD, MO | ARNOLD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 24, 2021 | n/a | yes | CHESTERFIELD, MO|ST. LOUIS, MO|O'FALLON, MO|ARNOLD, MO|ST. LOUIS, MO|BELLEVILLE, IL|CREVE COEUR, MO|ST LOUIS, MO|SHAWNEE, KS|IMPERIAL, MO | Current employment |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Jan 11, 2016 | Mar 24, 2021 | no | ST LOUIS, MO|SUNSET HILLS, MO|ST. LOUIS, MO|BELLEVILLE, IL|ST LOUIS, MO|CHESTERFIELD, MO|CHICAGO, IL|SHAWNEE, KS|KANSAS CITY, MO|LEAWOOD, KS | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 9, 2014 | Dec 14, 2015 | no | OAKVILLE, MO|ST. LOUIS, MO|JENNINGS,, MO|JENNINGS, MO|ST. LOUIS, MO|ST. LOUIS, MO|ELLISVILLE, MO|ST. LOUIS, MO|ST. LOUIS, MO|ST. LOUIS, MO | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Feb 22, 2013 | Jun 26, 2014 | no | CRESTWOOD, MO|ST. LOUIS, MO|CLAYTON, MO|CLAYTON, MO | Previous registration |
| EDWARD JONES | National bd RIA | Nov 26, 2007 | Jan 9, 2013 | no | ST LOUIS, MO|ST LOUIS, MO|St Louis, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BMO HARRIS FINANCIAL ADVISORS, INC | LPL FINANCIAL LLC | Mar 24, 2021 | Mar 24, 2021 | 0 | Bulk transfer | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | BMO HARRIS FINANCIAL ADVISORS, INC | Dec 14, 2015 | Jan 11, 2016 | 28 | Firm change | Other |
| PNC WEALTH MANAGEMENT | FIFTH THIRD SECURITIES, INC. | Jun 26, 2014 | Jul 9, 2014 | 13 | Firm change | Other |
| EDWARD JONES | PNC WEALTH MANAGEMENT | Jan 9, 2013 | Feb 22, 2013 | 44 | Firm change | Other |