DFX Intelligence

P•••••• K•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

P•••••• K•••• J••••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:65a25a9a-1133-b79d-7241-86c098c4073b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 22, 2023	n/a	yes	San Antonio, TX\|SAN DIEGO, CA\|SAN ANTONIO, TX	Current employment
S••	Bd affiliated wealth	Apr 19, 2021	May 22, 2023	no	San Antonio, TX\|ANN ARBOR, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	L•• F•••••••• L••	May 22, 2023	May 22, 2023	0	Bulk transfer	Ibd to ibd
E••••• J••••	S••	Apr 20, 2021	Apr 19, 2021

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 22, 2023 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Apr 19, 2021 to May 22, 2023factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 31, 2017 to Apr 20, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65a25a9a-1133-b79d-7241-86c098c4073b
First observed: Aug 31, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.