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A•• N••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A•• N••• S•••••••••

Advisor at W•••• F•••• A•••••••

LOS ANGELES, CA | HERMOSA BEACH, CA

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Search this name across graphsid dfx:ria:65ae7d99-1322-1772-3736-365ffc659c90

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 4, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 7, 2017	n/a	yes	LOS ANGELES, CA\|HERMOSA BEACH, CA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jun 1, 2010	Jun 20, 2017	no	LOS ANGELES, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Jun 20, 2017	Jun 7, 2017	-13	Firm change	Wirehouse to wirehouse
M••••• S••••••	J••• M••••• S••••••••• L••	Jun 28, 2010	Jun 1, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:19616:CA:2017-06-20	Jun 20, 2017	Jun 7, 2017	LOS ANGELES, CA	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 7, 2017 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 1, 2010 to Jun 20, 2017factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 28, 2010factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65ae7d99-1322-1772-3736-365ffc659c90
First observed: May 14, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.