DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 160164
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| 7•• O•••••••• L••• | Hedge Fund | $191M | Mar 28, 2013 | 11 | Feb 9, 2012 | reported | 021-124526 |
| 7•• I••••••••• P•••••••• L••• | Hedge Fund | $110M | Mar 28, 2013 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••••• W••••••• •••• | CHIEF FINANCIAL OFFICER | Na | yes | 01/2010 | Feb 9, 2012 | Mar 28, 2013 |
| L••• D••••••• K••• | CHIEF EXECUTIVE OFFICER | E | yes | 05/2005 | Feb 9, 2012 | Mar 28, 2013 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2012 | Mar 25, 2013 | $252M | $252M | 10 | 7 | n/a | 3 | $252M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2012 | $391M | n/a | n/a | n/a | n/a | 10 | n/a | n/a | n/a |
| 12 |
| Feb 9, 2012 |
| reported |
| 021-77102 |
| 7•• P•••••••• L••• | Hedge Fund | $90.0M | Mar 28, 2013 | 33 | Feb 9, 2012 | reported | 021-77103 |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 01/2009 |
| Feb 9, 2012 |
| Mar 28, 2013 |
| Y••• V•••••••• •••• | CHIEF OPERATING OFFICER | Na | yes | 05/2005 | Feb 9, 2012 | Mar 28, 2013 |