DFX Intelligence

B•••• T••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

B•••• T••• W•••••

Advisor at S•••••• F•••••••• G••••• L•••••

Cottonwood Heights, UT | AKRON, OH

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Search this name across graphsid dfx:ria:65b752e7-dd06-2eb7-59df-e9e94ab22f80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Jul 28, 2025	n/a	yes	Cottonwood Heights, UT\|AKRON, OH	Current employment
T•• M••••• W••••• G••••	Former SEC adviser	Jan 5, 2017	Oct 22, 2025	no	COTTONWOOD HEIGHTS, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• M••••• W••••• G••••	S•••••• F•••••••• G••••• L•••••	Oct 22, 2025	Jul 28, 2025	-86	Firm change after gap	RIA to RIA
P•••••••• • A••••••• I••	T•• M••••• W••••• G••••	Jun 9, 2011	Jan 5, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
169006:117756:UT:2025-10-22	Oct 22, 2025	Jul 28, 2025	COTTONWOOD HEIGHTS, UT	Firm change after gap

Relationships

Registered with (3)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ T•• M••••• W••••• G••••Registered adviserregistration: previous registration
Jan 5, 2017 to Oct 22, 2025factForm ADV
→ P•••••••• • A••••••• I••Registered adviserregistration: previous registration
Aug 30, 2007 to Jun 9, 2011factForm ADV

Dated events

Occurred
Oct 22, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65b752e7-dd06-2eb7-59df-e9e94ab22f80
First observed: Aug 30, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.