DFX Intelligence

T•• A••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

T•• A••• P••••••

Advisor at P••••••• T•• • A•••••••• L••

Langley, WA

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Search this name across graphsid dfx:ria:65b928ec-c907-5a39-a2e6-f2fe327e259a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• T•• • A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• T•• • A•••••••• L••	Independent wealth	Jul 2, 2019	n/a	yes	Langley, WA	Current employment
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Dec 10, 2014	May 7, 2018	no	WOODLAND HILLS, CA\|AUSTIN, TX\|LANGLEY, WA\|Woodland Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• P•••••• W••••• S•••••••• L••	P••••••• T•• • A•••••••• L••	May 7, 2018	Jul 2, 2019	421	Firm change after gap	RIA to RIA
M••••• S••••••	K••••• P•••••• W••••• S•••••••• L••	Nov 20, 2014	Dec 10, 2014

Relationships

Registered with (4)

→ P••••••• T•• • A•••••••• L••Registered adviserregistration: current employment
Jul 2, 2019 to presentfactForm ADV
→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 10, 2014 to May 7, 2018factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Nov 20, 2014factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65b928ec-c907-5a39-a2e6-f2fe327e259a
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.