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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BLUEFIN INVESTMENT MANAGEMENT, LLC

CRD 161173

BERWYN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65c0bd4f-fdb6-c13e-5e76-5ea0aa5fcdcd

Data as of Apr 3, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2012 to Apr 3, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $272MItem 5.F on the latest filing (2013-04-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $272M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 4
Accounts: 2
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $172Mgross asset value as reported per fund; never fund size
Custody, client assets: $172M
SEC number: 801-73349
CRD: 161173
Filings on the tape: 3
First filed: Feb 13, 2012
Latest filed: Apr 3, 2013
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BLUEFIN INVESTORS MASTER FUND, LP	Hedge Fund	$172M	Apr 3, 2013	59	Feb 13, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALCER, MARC, NATHAN	MEMBER, PORTFOLIO MANAGER	C	yes	03/2007	Feb 13, 2012	Apr 3, 2013
BURNEY, SCOTT, ANTHONY	MEMBER, CCO, COO	C	yes	03/2007	Feb 13, 2012	Apr 3, 2013
RAUPP, GEORGE, IVAN	MEMBER, HEAD TRADER	B	yes	03/2007	Feb 13, 2012	Apr 3, 2013
TODOROW, MATTHEW, NMN	MEMBER, PORTFOLIO MANAGER	C	yes	03/2007	Feb 13, 2012	Apr 3, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BLUEFIN GENERAL LP	n/a	n/a	n/a	N	yes	n/a
BLUEFIN GP LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Yardley	Pa	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Apr 3, 2013	$272M	$272M	8	4	n/a	1	$172M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$272M	n/a	n/a	n/a	n/a	8	n/a	n/a	n/a

Relationships

Advises (1)

→ BLUEFIN INVESTORS MASTER FUND, LPPrivate fundHedge Fund, IA
Feb 13, 2012 to presentfactForm ADV

Controls (4)

← BURNEY, SCOTT, ANTHONYOwnerMEMBER, CCO, COO, ownership code C, individual
Feb 13, 2012 to presentfactForm ADV
← TODOROW, MATTHEW, NMNOwnerMEMBER, PORTFOLIO MANAGER, ownership code C, individual
Feb 13, 2012 to presentfactForm ADV
← RAUPP, GEORGE, IVANOwnerMEMBER, HEAD TRADER, ownership code B, individual
Feb 13, 2012 to presentfactForm ADV
← BALCER, MARC, NATHANOwnerMEMBER, PORTFOLIO MANAGER, ownership code C, individual
Feb 13, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65c0bd4f-fdb6-c13e-5e76-5ea0aa5fcdcd
First observed: Feb 13, 2012
Last observed: Apr 3, 2013 163 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BLUEFIN INVESTMENT MANAGEMENT, LLC

CRD 161173

BERWYN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65c0bd4f-fdb6-c13e-5e76-5ea0aa5fcdcd

Data as of Apr 3, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BLUEFIN INVESTORS MASTER FUND, LP

Hedge Fund

$172M

Apr 3, 2013

Feb 13, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALCER, MARC, NATHAN

MEMBER, PORTFOLIO MANAGER

yes

03/2007

Feb 13, 2012

Apr 3, 2013

BURNEY, SCOTT, ANTHONY

MEMBER, CCO, COO

yes

03/2007

Feb 13, 2012

Apr 3, 2013

RAUPP, GEORGE, IVAN

MEMBER, HEAD TRADER

yes

03/2007

Feb 13, 2012

Apr 3, 2013

TODOROW, MATTHEW, NMN

MEMBER, PORTFOLIO MANAGER

yes

03/2007

Feb 13, 2012

Apr 3, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BLUEFIN GENERAL LP

n/a

yes

n/a

BLUEFIN GP LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Yardley

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Apr 3, 2013

$272M

n/a

$172M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$272M

n/a