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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

WINSLOW HAYWARD

Advisor at LPL FINANCIAL LLC

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65c8036c-2d90-9719-a5b7-2b2877814993

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 21, 2009
First registration: May 22, 2009
Dual registered: yes, broker-dealer
Other names: WIN HAYWARD
IAPD individual key: 5649242

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 18, 2022	n/a	yes	ROCKVILLE, MD	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 23, 2017	May 18, 2022	no	Rockville, MD\|Greenbelt, MD\|WAVERLY, IA\|Greenbelt, MD	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	May 22, 2009	May 31, 2017	no	FALLS CHURCH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
EQUITABLE ADVISORS, LLC	CUNA BROKERAGE SERVICES, INC.	May 31, 2017	Jun 23, 2017	23	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 23, 2017 to May 18, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
May 22, 2009 to May 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65c8036c-2d90-9719-a5b7-2b2877814993
First observed: May 22, 2009
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WINSLOW HAYWARD

Advisor at LPL FINANCIAL LLC

ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65c8036c-2d90-9719-a5b7-2b2877814993

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

May 18, 2022

n/a

yes

ROCKVILLE, MD

Current employment

CUNA BROKERAGE SERVICES, INC.

Former SEC adviser

Jun 23, 2017

May 18, 2022

Rockville, MD|Greenbelt, MD|WAVERLY, IA|Greenbelt, MD

Previous registration

EQUITABLE ADVISORS, LLC

National bd RIA

May 22, 2009

May 31, 2017

FALLS CHURCH, VA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CUNA BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

May 18, 2022

Bulk transfer

Ibd to RIA

EQUITABLE ADVISORS, LLC

CUNA BROKERAGE SERVICES, INC.

May 31, 2017

Jun 23, 2017

Firm change

Other