DFX Intelligence

S•••• M••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

S•••• M••• H•••••••••

Advisor at L•• F•••••••• L••

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:65cc4e81-0e21-ec3e-e944-bd936199d68d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 25, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 5, 2024	n/a	yes	BLOOMINGTON, MN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 8, 2019	Aug 6, 2024	no	EDINA, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Aug 6, 2024	Aug 5, 2024	-1	Firm change	Ibd to ibd
F•••••••• A••••••• S•••••••• L••	C••••• I••••••••• A••••••• L••	Jun 25, 2019	Jul 8, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
105644:6413:MN:2024-08-06	Aug 6, 2024	Aug 5, 2024	EDINA, MN	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 5, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 8, 2019 to Aug 6, 2024factForm ADV
→ F•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2014 to Jun 25, 2019factForm ADV

Dated events

Occurred
Aug 6, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65cc4e81-0e21-ec3e-e944-bd936199d68d
First observed: Mar 25, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.