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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Debbie Ann Gandy

Advisor at PEACHCAP TAX & ADVISORY, LLC

Camarillo, CA | ATLANTA, GA | Overland Park, KS

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Search this name across graphsid dfx:ria:65d7c4cd-9a68-6317-269e-ee53bec23424

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEACHCAP TAX & ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 27, 2005
First registration: Jul 5, 2005
Dual registered: yes, broker-dealer
Other names: DEBBIE ANN GANDY|DEBBIE ANN SPRINGER
IAPD individual key: 2335908

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEACHCAP TAX & ADVISORY, LLC	Independent wealth	Aug 31, 2018	n/a	yes	ATLANTA, GA\|Overland Park, KS\|Camarillo, CA	Current employment
KESTRA PRIVATE WEALTH SERVICES, LLC	Bd affiliated wealth	Dec 12, 2014	Aug 23, 2018	no	WOODLAND HILLS, CA\|AUSTIN, TX\|Woodland Hills, CA\|Calabasas, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 11, 2014	no	OXNARD, CA\|OXNARD, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 5, 2005	Jun 1, 2009	no	VENTURA, CA\|OXNARD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA PRIVATE WEALTH SERVICES, LLC	PEACHCAP TAX & ADVISORY, LLC	Aug 23, 2018	Aug 31, 2018	8	Firm change	RIA to RIA
MORGAN STANLEY	KESTRA PRIVATE WEALTH SERVICES, LLC	Dec 11, 2014	Dec 12, 2014	1	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ PEACHCAP TAX & ADVISORY, LLCRegistered adviserregistration: current employment
Aug 31, 2018 to presentfactForm ADV
→ KESTRA PRIVATE WEALTH SERVICES, LLCRegistered adviserregistration: previous registration
Dec 12, 2014 to Aug 23, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 11, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 5, 2005 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.