DFX Intelligence

B•••• C••••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

B•••• C••••••••• S•••••••

Advisor at M•• I•••••••• S•••••••• L••

Armonk, NY

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Search this name across graphsid dfx:ria:65da9b50-98d4-8ab9-449d-cd70c55818d3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 22, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 3, 2026	n/a	yes	Armonk, NY	Current employment
M••••• S••••••	Wirehouse	May 15, 2017	Jun 16, 2026	no	Boston, MA\|Boston, MA\|Purchase, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	M•• I•••••••• S•••••••• L••	Jun 16, 2026	Sep 3, 2026	79	Firm change	Wirehouse to ibd
O•••• W•••••• I•••	M••••• S••••••	Apr 19, 2017	May 15, 2017

Relationships

Registered with (3)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 15, 2017 to Jun 16, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Aug 22, 2016 to Apr 19, 2017factForm ADV

Dated events

Occurred
Jun 16, 2026
Advisor changed firm
B•••• C••••••••• S••••••• left M••••• S•••••• for M•• I•••••••• S•••••••• L•• (registered 2026-09-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65da9b50-98d4-8ab9-449d-cd70c55818d3
First observed: Aug 22, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.