DFX Intelligence

F•••••••• A••••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

F•••••••• A••••••• S••••••••

Advisor at T••••••••• L••••• A•••••••• L••

HOUSTON, TX

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• L••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• L••••• A•••••••• L••	Independent wealth	Jun 5, 2026	n/a	yes	HOUSTON, TX	Current employment
F••••• I•••••••••	Independent wealth	Feb 15, 2024	Sep 16, 2024	no	PLANO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• I•••••••••	T••••••••• L••••• A•••••••• L••	Sep 16, 2024	Jun 5, 2026	627	Firm change after gap	RIA to RIA
W•••• F•••• A•••••••	F••••• I•••••••••	Jul 7, 2021	Feb 15, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:TX:2018-10-15	Oct 15, 2018	Oct 24, 2018	DALLAS, TX	Firm change

Relationships

Registered with (4)

→ T••••••••• L••••• A•••••••• L••Registered adviserregistration: current employment
Jun 5, 2026 to presentfactForm ADV
→ F••••• I•••••••••Registered adviserregistration: previous registration
Feb 15, 2024 to Sep 16, 2024factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 24, 2018 to Jul 7, 2021factForm ADV
→ M••••• S••••••

Dated events

Order

Occurred
16 Sep 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 25, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.