This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$3.4BItem 5.F on the latest filing (2019-08-21); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$3.4B

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

90

Advisory employees

5

Offices

1Schedule D 1.F, beyond the principal office

Accounts

3

Custody, client assets

$22.3M

SEC number

801-107120

CRD

281847

Filings on the tape

13

First filed

Dec 28, 2015

Latest filed

Aug 21, 2019

Organised

Limited Liability Company, New York

• Occurred

  Aug 21, 2019
  Control person left

  Susan Michelle Fisher (Chief Compliance Officer) no longer on Schedule A of Broadstone Asset Management, Llc (listed 2019-03-29, absent 2019-08-21)

  Form ADVobserved 6 days ago
• Occurred

  Mar 29, 2018
  Regulatory AUM changed

  Broadstone Asset Management, Llc reported RAUM $2.7B, up 31% from $2.1B (2017-03-14 to 2018-03-29)

  Form ADVobserved 6 days ago
  $645M
• Occurred

  Dec 28, 2015
  First Form ADV filing

  Broadstone Asset Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:65dd015e-a54c-aba6-8ed8-a73e09075976

First observed

Dec 28, 2015

Last observed

Aug 21, 2019 86 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.