DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Del Mar, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | n/a | yes | Del Mar, CA | Current employment |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Jul 30, 2004 | Apr 17, 2007 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Mar 25, 2004 | Jun 23, 2004 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANC OF AMERICA INVESTMENT SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 17, 2007 | Jan 2, 2009 | 626 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | BANC OF AMERICA INVESTMENT SERVICES, INC. | Jun 23, 2004 | Jul 30, 2004 | 37 | Firm change | Other |