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C••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

C••••• M••••••

Advisor at E••••• J••••

St Louis, MO

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Search this name across graphsid dfx:ria:65e7e16e-cab1-3681-15e9-1ad54ed00f1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 3, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Oct 23, 2024	n/a	yes	St Louis, MO	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Apr 3, 2023	Oct 24, 2024	no	ST LOUIS, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	E••••• J••••	Oct 24, 2024	Oct 23, 2024	-1	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
Oct 23, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Apr 3, 2023 to Oct 24, 2024factForm ADV

Dated events

Occurred
Oct 24, 2024
Advisor changed firm
C••••• M•••••• left R•••••• J•••• • A••••••••• I••• for E••••• J•••• (registered 2024-10-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65e7e16e-cab1-3681-15e9-1ad54ed00f1d
First observed: Apr 3, 2023
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.