DFX Intelligence

R••••• C••••••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

R••••• C••••••••• W••••••

Advisor at C••• S••••• P•••••••

ABINGDON, VA | RICHMOND, VA

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Search this name across graphsid dfx:ria:65ea18cd-f6ad-baa1-bebd-346ba414288c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 7, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• S••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 27, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• S••••• P•••••••	Bd affiliated wealth	Jul 31, 2009	n/a	yes	ABINGDON, VA\|RICHMOND, VA	Current employment
B••• O• A•••••• I••••••••• S•••••••• I•••	n/a	Jan 7, 1998	Aug 4, 2009	no	ABINGDON, VA\|ABINGDON, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••• O• A•••••• I••••••••• S•••••••• I•••	C••• S••••• P•••••••	Aug 4, 2009	Jul 31, 2009	-4	Firm change	Other

Relationships

Registered with (2)

→ C••• S••••• P•••••••Registered adviserregistration: current employment
Jul 31, 2009 to presentfactForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 7, 1998 to Aug 4, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65ea18cd-f6ad-baa1-bebd-346ba414288c
First observed: Jan 7, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.