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RIA / WealthAdvisorCertified Financial Planner21 years in industry

NICHOLAS FAISON SAFRIT

Advisor at WESTHILL FINANCIAL ADVISORS, INC.

SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:65fe98a4-eb68-d508-3af1-b9ff019ec3b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WESTHILL FINANCIAL ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 21, 2005
First registration: Mar 8, 2005
Dual registered: no
Other names: NICO SAFRIT
IAPD individual key: 4886742

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WESTHILL FINANCIAL ADVISORS, INC.	Independent wealth	Mar 26, 2020	n/a	yes	SAN RAFAEL, CA	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 12, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Sep 16, 2014	Jul 13, 2018	no	LARKSPUR, CA	Previous registration
FINTRUST INVESTMENT ADVISORY SERVICES, LLC	Former SEC adviser	Jun 21, 2010	Sep 8, 2014	no	GREENVILLE, SC	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 18, 2005	Jun 28, 2010	no	Mt. Pleasant, SC\|CORTE MADERA, CA\|SAN FRANCISCO, CA\|Corte Madera, CA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Mar 8, 2005	Apr 12, 2005	no	CHEVY CHASE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	WESTHILL FINANCIAL ADVISORS, INC.	Mar 12, 2020	Mar 26, 2020	14	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
FINTRUST INVESTMENT ADVISORY SERVICES, LLC	STRATEGIC ADVISERS LLC	Sep 8, 2014	Sep 16, 2014	8	Firm change	Other
CHARLES SCHWAB & CO., INC.	FINTRUST INVESTMENT ADVISORY SERVICES, LLC	Jun 28, 2010	Jun 21, 2010	-7	Firm change	Other
OSAIC FA, INC.	CHARLES SCHWAB & CO., INC.	Apr 12, 2005	May 18, 2005	36	Firm change	Other

Relationships

Registered with (6)

→ WESTHILL FINANCIAL ADVISORS, INC.Registered adviserregistration: current employment
Mar 26, 2020 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 12, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Sep 16, 2014 to Jul 13, 2018factForm ADV
→ FINTRUST INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Jun 21, 2010 to Sep 8, 2014factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 18, 2005 to Jun 28, 2010factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Mar 8, 2005 to Apr 12, 2005factForm ADV

Dated events

No dated event names this entity yet.