DFX Intelligence

S•••• O•••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

S•••• O•••• M••••••••• L•••

CRD 111180

WANCHAI

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Search this name across graphsid dfx:ria:66094894-9b7f-a625-0885-5e3c463ee2b2

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.89 fund_share=0.11 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $13.4M••• Locked
Discretionary RAUM: $11.8M
Private client RAUM: $11.8Mderived••• Locked
Private client share: 89%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••• K••• P••••••• L•	Hedge Fund	$2.5M	Mar 28, 2024	8	Jul 22, 2021	reported	n/a
E••••• G••••• O••••••••• F••• L••••••	Hedge Fund	$726,405

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••••• R••••••• E••••••••• J•	PRESIDENT/ CHIEF COMPLIANCE OFFICER	D	yes	06/1992	Mar 30, 2012	Mar 28, 2024
M••••••••• A••••••••	Shareholder	A	no	06/1992	Mar 30, 2012	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••• M••••••••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$13.4M	$10.9M	23.1%	$9.2M	13.3%	4	4	0	0

Relationships

Advises (2)

→ H••• K••• P••••••• L•Private fundHedge Fund, IA
Jul 22, 2021 to presentfactForm ADV
→ E••••• G••••• O••••••••• F••• L••••••Private fundHedge Fund, IA
Aug 11, 2021 to presentfactForm ADV

Owns (5)

← M••••••••• W••••••• E••••OwnerSHAREHOLDER, ownership code A, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← M••••••••• J••••• M•Owner

Dated events

Occurred
Mar 30, 2019
Control person left
Anthony Herbert Allen (Shareholder) no longer on Schedule A of S•••• O•••• M••••••••• L••• (listed 2018-01-30, absent 2019-03-30)
Form ADVobserved 7 days ago
Occurred
Mar 30, 2019
Control person left
Arie Genger (Shareholder) no longer on Schedule A of S•••• O•••• M••••••••• L••• (listed 2018-01-30, absent 2019-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66094894-9b7f-a625-0885-5e3c463ee2b2
First observed: Mar 30, 2012
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.