DFX Intelligence

C••••• D•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

C••••• D•••• M•••••••

Advisor at A•••• P•••••••• L••

Jupiter, FL

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Search this name across graphsid dfx:ria:660dc516-58c6-f06e-368f-0f55387c797f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• P•••••••• L••	Independent wealth	Nov 8, 2022	n/a	yes	Jupiter, FL	Current employment
B• R•••• W••••• A•••••••• I•••	Bd affiliated wealth	Mar 23, 2017	Jul 21, 2022	no	JUPITER, FL\|JUPITER, FL\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• A•••••••• I•••	A•••• P•••••••• L••	Jul 21, 2022	Nov 8, 2022	110	Firm change	Ibd to RIA
I••••••••• A••••••• S••••••• I••	B• R•••• W••••• A•••••••• I•••	Mar 9, 2017	Mar 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
115927:158214:NY:2022-07-21	Jul 21, 2022	Nov 8, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ A•••• P•••••••• L••Registered adviserregistration: current employment
Nov 8, 2022 to presentfactForm ADV
→ B• R•••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2017 to Jul 21, 2022factForm ADV
→ I••••••••• A••••••• S••••••• I••Registered adviserregistration: previous registration
Mar 15, 2016 to Mar 9, 2017factForm ADV

Dated events

Occurred
Jul 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:660dc516-58c6-f06e-368f-0f55387c797f
First observed: Mar 15, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.