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D••••• R•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

D••••• R•••••• S•••••••

Advisor at I•••••••• A•••••••• L••

Pewaukee, WI | Oconomowoc, WI | Fox Point, WI | URBANDALE, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66116e07-b429-fe18-5f04-c00795c9b36f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 23, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 14, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Feb 19, 2026	n/a	yes	URBANDALE, IA\|Oconomowoc, WI\|Pewaukee, WI\|Fox Point, WI	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 19, 2024	Dec 31, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	I•••••••• A•••••••• L••	Dec 31, 2024	Feb 19, 2026	415	Firm change after gap	Ibd to ibd
W••••••• F•••••••• S•••••••• I•••	O•••• W•••••• I•••	Jan 19, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
13572:421:WI:2019-05-13	May 17, 2019	May 9, 2019	OAK CREEK, WI	Firm change

Relationships

Registered with (5)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 19, 2024 to Dec 31, 2024factForm ADV
→ W••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 9, 2019 to Jan 19, 2024factForm ADV
→ C••••• A•••••• N••••••• L••

Dated events

Occurred
Dec 31, 2024
A•••••• firm change
D••••• R•••••• S••••••• left O•••• W•••••• I••• for I•••••••• A•••••••• L•• (registered 2026-02-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66116e07-b429-fe18-5f04-c00795c9b36f
First observed: Jul 23, 1999
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.