DFX Intelligence

D•••• N••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D•••• N••• G•••••

Advisor at T•••••••• A••••••• G••••• I•••

SOUTH MELVILLE, NY | GREENSBURG, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• A••••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	Dec 4, 2009	n/a	yes	SOUTH MELVILLE, NY\|GREENSBURG, PA	Current employment
I•••••••• A•••••••• L••	Bd affiliated wealth	Aug 13, 2008	Jul 22, 2009	no	CLIFTON, NJ\|Urbandale, IA\|CLIFTON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• A•••••••• L••	T•••••••• A••••••• G••••• I•••	Jul 22, 2009	Dec 4, 2009	135	Firm change	Other
N••••••••• M••••• I••••••••• S•••••••••	I•••••••• A•••••••• L••	Jul 17, 2008	Aug 13, 2008

Relationships

Registered with (3)

→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Dec 4, 2009 to presentfactForm ADV
→ I•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 13, 2008 to Jul 22, 2009factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Mar 5, 2008 to Jul 17, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 5, 2008
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.