DFX Intelligence

T•••••••• A••••••• G••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

T•••••••• A••••••• G••••• I•••

CRD 106015

GREENSBURG, PA

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Search this name across graphsid dfx:ria:054ee592-938a-d91b-6cbd-3e0ad8867b6c

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 145
Dated events: 14
On other graphs: 0
Observed: Mar 21, 2012 to Mar 30, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=59.0
Regulatory AUM: $1.4B••• Locked
Discretionary RAUM: $1.4B
Private client RAUM: $1.4Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 65
RAUM per advisor: $21.5M

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••• D••••• D•••••••	Certified Financial Planner	GREENSBURG, PA	25	43	n/a	yes
L•••• J••• A••••• D••••••••	Certified Financial Planner	MONROEVILLE, PA \| GREENSBURG, PA	23	40

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• P••••• D•••••	OWNER REPRESENTATIVE	D	yes	12/1997	Mar 30, 2026	Mar 30, 2026
H••••••••• M•••• L••••	CHIEF COMPLIANCE OFFICER REPRESENTATIVE REPRESENTATIVE	Na	yes	10/2018	Mar 30, 2026	Mar 30, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••••••• F•••••••• G••••• I•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Bloomsburg	Pa	United States	3	yes
Cortland	Oh	United States	2	yes
Broomall	Pa	United States	2	yes
Monroeville	Pa	United States	2	yes
Murrysville	Pa	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	1.5%	1	0	0	9	4

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.1B	23.9%	$723M	24.5%	61	59	46	50

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•• F•••••••• L••	3	Nov 1, 2022	Nov 2, 2022	GREENSBURG, PA	Team lift out	Ibd to RIA	5.8%
I•••••• A••••••• L••	7	Nov 15, 2018	Dec 7, 2018

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•• A•••••••• I•••	2	Feb 1, 2016	Feb 2, 2016	MANSFIELD, OH	Team lift out	Other	1.3%

Relationships

showing 80 of 145

Registered with (71)

← Mark William PetroAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← Jonathon WebsterAdvisorregistration: current employment
Jul 10, 2026 to presentfactForm ADV
← EDGAR DAVIS MOCKAdvisorregistration: current employment
Oct 24, 2025 to presentfactForm ADV
← William Balint

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
May 21, 2026
Advisor changed firm
Gio Vonne James Sanders left T•••••••• A••••••• G••••• I••• for Northwestern Mutual Investment Services,Llc (registered 2026-06-11)
Form ADVobserved 7 days ago
Occurred
Jun 4, 2025
Advisor changed firm
Giselle Marie Sada left T•••••••• A••••••• G••••• I••• for L•• F•••••••• L•• (registered 2025-12-05)
Form ADVobserved 7 days ago
Occurred
Aug 2, 2024
Advisor changed firm
Simler Creig Batcheler left T•••••••• A••••••• G••••• I••• for L•• F•••••••• L•• (registered 2024-08-02)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:054ee592-938a-d91b-6cbd-3e0ad8867b6c
First observed: Mar 21, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.