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W•••• F••••• D••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor46 years in industry

W•••• F••••• D••••••••

Advisor at S••••• I••••••••• A•••••••• L••

ST. GEORGE, UT | Sammamish, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:661e6489-29fe-962b-4570-d4564b5563e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 19, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• I••••••••• A•••••••• L••	Independent wealth	Feb 16, 2016	n/a	yes	Sammamish, WA\|ST. GEORGE, UT	Current employment
D••••••••• A••••••• L••	n/a	May 2, 2012	Apr 10, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• A••••••• L••	S••••• I••••••••• A•••••••• L••	Apr 10, 2018	Feb 16, 2016	-784	Firm change after gap	Other
W•••• F•••• A•••••••	D••••••••• A••••••• L••	Sep 14, 2006

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
160307:154690:WA:2018-04-10	Apr 10, 2018	Feb 16, 2016	BELLEVUE, WA	Firm change after gap

Relationships

Registered with (3)

→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 16, 2016 to presentfactForm ADV
→ D••••••••• A••••••• L••Registered adviserregistration: previous registration
May 2, 2012 to Apr 10, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 19, 1997 to Sep 14, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:661e6489-29fe-962b-4570-d4564b5563e1
First observed: Sep 19, 1997
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.