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C••••••••• F•••••••• P•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

C••••••••• F•••••••• P•••••••• I•••

CRD 110937

EAST PETERSBURG, PA

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Search this name across graphsid dfx:ria:662f2c6a-57f8-801c-2ef0-b9756c69d741

Data as of May 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2012 to May 19, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.7 fund_share=0.0 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $434MItem 5.F on the latest filing (2026-05-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $430M
Private client RAUM: $306MderivedItem 5.D individuals plus high net worth individuals
Private client share: 70%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B••••• W••••••••• H•••	n/a	EAST PETERSBURG, PA	35	45	n/a	no
R•••••• J••• W••••••	Certified Financial Planner	EAST PETERSBURG, PA	35	43

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W••••••• R••••••• J•••	PRESIDENT & CHIEF COMPLIANCE OFFICER & SUPER ACCOUNT ADMINISTRATOR	E	yes	01/1995	Feb 28, 2012	Nov 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$434M	$315M	37.9%	$222M	25.1%	6	6	0	0

Relationships

Registered with (6)

← D•••• P••• H•••••Advisorregistration: current employment
Jul 6, 2021 to presentfactForm ADV
← P•••••• J••••• C••••••Advisorregistration: current employment
Aug 23, 2012 to presentfactForm ADV
← W••••• L•• K•••Advisorregistration: current employment
Jun 4, 2007 to presentfactForm ADV
← M•••••• V•••••• K•••••••

Dated events

Occurred
May 10, 2018
Regulatory AUM changed
C••••••••• F•••••••• P•••••••• I••• reported RAUM $118.4M, down 59% from $288.1M (2018-01-08 to 2018-05-10)
Form ADVobserved 7 days ago
$-170M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:662f2c6a-57f8-801c-2ef0-b9756c69d741
First observed: Feb 28, 2012
Last observed: May 19, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2024	May 22, 2024	$363M	$330M	6	6	0	n/a	n/a
2023	May 24, 2023	$315M	$281M	6	6	0	n/a	n/a
2022	May 17, 2022	$264M	$232M	6	6	0	n/a	n/a
2021	May 20, 2021	$222M	$190M	6	6	0	n/a	n/a
2020	May 18, 2020	$159M	$123M	6	6	0	n/a	n/a
2019	May 24, 2019	$122M	$115M	5	5	0	n/a	n/a
2018	May 10, 2018	$118M	$93.3M	5	5	0	n/a	n/a
2017	May 22, 2017	$288M	$70.9M	5	5	n/a	n/a	n/a
2016	May 13, 2016	$189M	$36.8M	5	5	n/a	n/a	n/a
2015	May 26, 2015	$188M	$0	5	5	n/a	n/a	n/a
2014	May 15, 2014	$166M	$0	5	5	n/a	n/a	n/a
2013	May 24, 2013	$136M	$0	5	5	n/a	n/a	n/a
2012	May 18, 2012	$136M	$0	n/a	n/a	n/a	n/a	n/a