DFX Intelligence

S••••••••• E••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••••••••• E••••• M••••••••• L••

CRD 332901

HIGHLANDS RANCH, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66357460-0429-1a58-b31e-fd2d298738c7

Data as of Jul 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 2
Observed: Jul 20, 2026 to Jul 20, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••••• E••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S••••••••• E••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $254M••• Locked
Discretionary RAUM: $254M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••••• E••••• P•••••••• L••	Private Equity Fund	$39.6M	Dec 23, 2024	92	Dec 23, 2024	reported	021-449409
S••••••••• E••••• P••••••• I•• L••	Private Equity Fund	$13.3M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••••• E••••• I•••	MEMBER AND MANAGER	B	yes	01/2024	Jul 20, 2026	Jul 20, 2026
S•••••• R•••••• D••••	MEMBER AND MANAGER CHIEF COMPLIANCE OFFICER	C	yes	01/2024	Jul 20, 2026	Jul 20, 2026

Relationships

Controls (2)

← M•••••• E••••• I•••OwnerMEMBER AND MANAGER, ownership code B, individual
Jul 20, 2026 to presentfactForm ADV
← S•••••• R•••••• D••••OwnerMEMBER AND MANAGER CHIEF COMPLIANCE OFFICER, ownership code C, individual
Jul 20, 2026 to presentfactForm ADV

Advises (2)

→ S••••••••• E••••• P••••••• I•• L••Private fundPrivate Equity Fund, ERA
Dec 23, 2024 to presentfactForm ADV
→ S••••••••• E••••• P•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66357460-0429-1a58-b31e-fd2d298738c7
First observed: Jul 20, 2026
Last observed: Jul 20, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.