DFX Intelligence

D••••• R•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

D••••• R•••••• D•••••

Advisor at E••••••• P•••••• W•••••

HARTLAND, WI | OCONOMOWOC, WI

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Search this name across graphsid dfx:ria:6638ab37-c269-6869-ef0d-27e284e5ca91

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• P•••••• W•••••	Independent wealth	Apr 15, 2025	n/a	yes	HARTLAND, WI\|OCONOMOWOC, WI	Current employment
P•••••• C••••••••• W••••• M••••••••• L••	Former SEC adviser	Jan 12, 2021	Apr 15, 2025	no	WEDDINGTON, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• C••••••••• W••••• M••••••••• L••	E••••••• P•••••• W•••••	Apr 15, 2025	Apr 15, 2025	0	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
312022:335270:NC:2025-04-15	Apr 15, 2025	Apr 15, 2025	CHARLOTTE, NC	Firm change

Relationships

Registered with (2)

→ E••••••• P•••••• W•••••Registered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ P•••••• C••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 12, 2021 to Apr 15, 2025factForm ADV

Dated events

Occurred
Apr 15, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6638ab37-c269-6869-ef0d-27e284e5ca91
First observed: Jan 12, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.