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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

LORI AMOROSO

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

MIAMI BEACH, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:6639c615-d913-81cc-bf53-e91e5c824dcc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S66
First exam: Apr 1, 1997
First registration: Dec 11, 2002
Dual registered: yes, broker-dealer
Other names: LORI LUCARELLI
IAPD individual key: 2571539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Dec 4, 2015	n/a	yes	NEW YORK, NY\|MIAMI BEACH, FL	Current employment
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 21, 2009	Dec 4, 2015	no	NEW YORK, NY\|NEW YORK, NY\|GREENWICH, CT\|NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Jan 17, 2007	Oct 15, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 11, 2002	Jan 17, 2007	no	RED BANK, NJ\|WESTFIELD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BARCLAYS CAPITAL INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 4, 2015	Dec 4, 2015	0	Bulk transfer	Other
LEHMAN BROTHERS INC.	BARCLAYS CAPITAL INC.	Oct 15, 2008	Jan 21, 2009	98	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	LEHMAN BROTHERS INC.	Jan 17, 2007	Jan 17, 2007	0	Firm change	Other

Relationships

Registered with (4)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Dec 4, 2015 to presentfactForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 21, 2009 to Dec 4, 2015factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Jan 17, 2007 to Oct 15, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 11, 2002 to Jan 17, 2007factForm ADV

Dated events

No dated event names this entity yet.