DFX Intelligence

E••• D••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

E••• D••••• M•••

Advisor at W•••• F•••••••• G••••• L••

RICHMOND, VA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••••••• G••••• L••	Independent wealth	Jan 5, 2026	n/a	yes	RICHMOND, VA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Oct 27, 2020	Jul 29, 2025	no	RICHMOND, VA\|RICHMOND, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	W•••• F•••••••• G••••• L••	Jul 29, 2025	Jan 5, 2026	160	Firm change	Ibd to RIA
B••• S••••••••• L••	T••••• A••••••• S•••••••• I•••	Feb 24, 2021	Oct 27, 2020

Relationships

Registered with (4)

→ W•••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 27, 2020 to Jul 29, 2025factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
May 21, 2019 to Feb 24, 2021factForm ADV
→ D•••••••• • C•••••• L••

Dated events

Occurred
Jul 29, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 4, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.