DFX Intelligence

P••••• E••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner33 years in industry

P••••• E••••• C•••••••

Advisor at S••••• W••••• M•••••••••

ROCKFORD, IL | Vienna, VA

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Search this name across graphsid dfx:ria:663e24db-4420-0704-855d-7d311a03c2ee

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 11, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Oct 1, 2015	n/a	yes	ROCKFORD, IL\|Vienna, VA	Current employment
C••••••• G••••	Former SEC adviser	Apr 5, 2002	Dec 14, 2015	no	ALEXANDRIA, VA\|CABIN JOHN, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• G••••	S••••• W••••• M•••••••••	Dec 14, 2015	Oct 1, 2015	-74	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 1, 2015 to presentfactForm ADV
→ C••••••• G••••Registered adviserregistration: previous registration
Apr 5, 2002 to Dec 14, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:663e24db-4420-0704-855d-7d311a03c2ee
First observed: Apr 5, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.