This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EP WEALTH ADVISORS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 27, 1979earliest registration or exam on IAPD

Years in industry

47derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Jun 27, 1979

First registration

Aug 14, 2000

Dual registered

no

IAPD individual key

426420

• Occurred

  Jul 31, 2024
  Advisor changed firm

  Frank Oliver Sloan left Sloan Investment Management, L.L.C. for Ep Wealth Advisors (registered 2024-07-17)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:66496378-c45d-b8c5-eb83-7dfaac47cc04

First observed

Aug 14, 2000

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.