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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 6, 2022 | n/a | yes | SAN DIEGO, CA|SAN DIEGO, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Apr 27, 2017 | Apr 27, 2022 | no | San Diego, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | LPL FINANCIAL LLC | Apr 27, 2022 | May 6, 2022 | 9 | Firm change | Wirehouse to RIA |