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N••••• A• A•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

N••••• A• A•••••••••

Advisor at B••••••• F• E•••••• • C••••••• I•••••••••

SPRINGFIELD, MO | ST. LOUIS, MO | Bolivar, MO

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Search this name across graphsid dfx:ria:66605b40-1658-a88b-036b-b2e18e17c6d5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••• F• E•••••• • C••••••• I•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 23, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B••••••• F• E•••••• W••••• M••••••••• L••	Independent wealth	Aug 15, 2025	n/a	yes	ST. LOUIS, MO\|Bolivar, MO	Current employment
B••••••• F• E•••••• • C••••••• I•••••••••	Bd affiliated wealth	Mar 13, 2017	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	B••••••• F• E•••••• • C••••••• I•••••••••	Sep 16, 2016	Mar 13, 2017	178	Firm change	Other

Relationships

Registered with (3)

→ B••••••• F• E•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 15, 2025 to presentfactForm ADV
→ B••••••• F• E•••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Mar 13, 2017 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 11, 2014 to Sep 16, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66605b40-1658-a88b-036b-b2e18e17c6d5
First observed: Jun 11, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.