DFX Intelligence

K•••••••• A•• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

K•••••••• A•• H••••

Advisor at F•••• P••••••• W•••••• L••

Seattle, WA

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Search this name across graphsid dfx:ria:66611333-52b5-2960-83c0-df6b1cc34215

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 22, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Feb 3, 2025	n/a	yes	Seattle, WA	Current employment
M•••••••	Former SEC adviser	Jul 13, 2023	Mar 27, 2025	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••	F•••• P••••••• W•••••• L••	Mar 27, 2025	Feb 3, 2025	-52	Bulk transfer	RIA to RIA
R••••• W• B•••• • C•• I•••••••••	M•••••••	May 12, 2023	Jul 13, 2023

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Feb 3, 2025 to presentfactForm ADV
→ M•••••••Registered adviserregistration: previous registration
Jul 13, 2023 to Mar 27, 2025factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jul 22, 2019 to May 12, 2023factForm ADV

Dated events

Occurred
May 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66611333-52b5-2960-83c0-df6b1cc34215
First observed: Jul 22, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.