M••••• A• R••••

Advisor at U•• F•••••••• S••••••• I•••

SUGAR LAND, TX | HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:666f0c34-2894-dc9b-535b-f8a28baf258c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 25, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	May 5, 2025	n/a	yes	HOUSTON, TX\|SUGAR LAND, TX\|HOUSTON, TX	Current employment
M••••• S••••••	Wirehouse	Jun 21, 2021	May 20, 2025	no	Houston, TX\|Houston, TX\|Houston, TX\|Richmond, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	U•• F•••••••• S••••••• I•••	May 20, 2025	May 5, 2025	-15	Firm change	Wirehouse to wirehouse
J••• M••••• S••••••••• L••	M••••• S••••••	Jun 15, 2021	Jun 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:8174:TX:2025-05-20	May 20, 2025	May 5, 2025	RICHMOND, TX	Firm change
149777:79:TX:2020-09-18	Sep 18, 2020	Sep 28, 2020	PLANO, TX	Firm change

Relationships

Registered with (4)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
May 5, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 21, 2021 to May 20, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 28, 2020 to Jun 15, 2021factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
May 20, 2025
Advisor changed firm
M••••• A• R•••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2025-05-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:666f0c34-2894-dc9b-535b-f8a28baf258c
First observed: Jan 5, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.