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D•••• D••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

D•••• D••••• L••••••

Advisor at E•••••• A•••• M••••••••• L••

BROOKFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:66741c61-74e9-c487-a5d7-b001530e8fe8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A•••• M••••••••• L••	Independent wealth	Jan 17, 2018	n/a	yes	BROOKFIELD, WI	Current employment
J•••••• W••••• I•••	Mixed wealth	May 25, 2016	Jan 8, 2018	no	MILWAUKEE, WI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••• W••••• I•••	E•••••• A•••• M••••••••• L••	Jan 8, 2018	Jan 17, 2018	9	Firm change	Other
C••••• G••• I•••	J•••••• W••••• I•••	Jun 2, 2016

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
45309:125557:WI:2016-06-02	Jun 2, 2016	May 25, 2016	MILWAUKEE, WI	Firm change

Relationships

Registered with (3)

→ E•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 17, 2018 to presentfactForm ADV
→ J•••••• W••••• I•••Registered adviserregistration: previous registration
May 25, 2016 to Jan 8, 2018factForm ADV
→ C••••• G••• I•••Registered adviserregistration: previous registration
Jun 7, 2002 to Jun 2, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66741c61-74e9-c487-a5d7-b001530e8fe8
First observed: Jun 7, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.