DFX Intelligence

B•••••• M•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

B•••••• M•••••• K•••

Advisor at L•••••••• W••••• M••••••••• L••

MENTOR, OH | BROOMFILED, CO

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Search this name across graphsid dfx:ria:66776232-ec83-c2e7-92b1-0ee5ef7b55b1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 2, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• W••••• M••••••••• L••	Independent wealth	Jan 24, 2022	n/a	yes	BROOMFILED, CO\|MENTOR, OH	Current employment
L•••••••• W••••• M••••••••• L••	Independent wealth	Aug 26, 2021	Dec 31, 2021	no	Boulder, CO\|MENTOR, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	L•••••••• W••••• M••••••••• L••	Jan 11, 2023	Aug 26, 2021	-503	Firm change after gap	Other
W•••• F•••• A•••••••	C••••• A•••••• N••••••• L••	Feb 16, 2016	Feb 10, 2016

Relationships

Registered with (6)

→ L•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 26, 2021 to Dec 31, 2021factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Feb 10, 2016 to Jan 11, 2023factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Feb 16, 2016factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

Occurred
Jan 11, 2023
A•••••• firm change
B•••••• M•••••• K••• left C••••• A•••••• N••••••• L•• for L•••••••• W••••• M••••••••• L•• (registered 2021-08-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:66776232-ec83-c2e7-92b1-0ee5ef7b55b1
First observed: Jan 8, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.